JURCOM performs a rigorous audit of your compliance program to determine its strengths and weaknesses. Our audit helps ensure that your compliance program is properly designed and operating eectively.
JURCOM’s extensive knowledge of regulatory compliance helps us easily detect any gaps or deficiencies in your business and operations. We’ll identify any problem areas that could place you at risk for hefty fines and violations.
If you work with outsourced vendors, our compliance audit helps prevent potential liabilities by ensuring that their activities are aligned with your compliance program.
Each compliance audit includes four major steps:
1. Define the audit objectives and deliverables.
2. Evaluate all aspects of your business and operations as they relate to relevant regulatory compliance legislation.
• Review your current compliance documentation and audit trails.
• Examine your procedures and policies.
• Study your data collection, data distribution and data archiving methods.
• Determine if exemptions are properly applied.
3. Deliver a detailed report along with recommendations for any corrective actions
4. Provide operational guidelines for ongoing regulatory compliance.
The results of our thorough compliance audit help you:
• Understand how your compliance operation compares to the industry best practices models.
• Minimize exposure to liability.
• Improve eciencies in your compliance operation.
• Ensure ongoing compliance.
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Advertisement cookies are used to provide visitors with relevant ads and marketing campaigns. These cookies track visitors across websites and collect information to provide customized ads.